Due to disruptions resulting from COVID-19, USA Financial Securities, USA Financial Formulas, and USA Financial Exchange are relying on an order issued by the SEC on March 13, 2020, which allows investment advisers additional time to file and deliver their ADV disclosure brochures. We recognize that our advisory clients have an interest in the timely availability of required information and our primary concern is, and will continue to be, keeping our investors informed. The COVID-19 business disruptions have not affected USA Financial significantly regarding our filing and delivery obligations: we anticipate only a few days’ delay and plan to have our ADV filed with the SEC the first week of April at the latest.

Updated amendments have been filed, you can download electronic versions of our ADVs by clicking the image below or through the IAPD (https://adviserinfo.sec.gov/).

 

USA Financial Exchange Disclosure Brochure

BTS Asset Management

ADV Brochure

Flexible Plan Investments

ADV Brochure Wrap Fee Brochure

Horizon Investments

ADV Brochure

Morningstar

ADV Brochure

Ocean Park Asset Management

ADV Brochure

Q3 Asset Management

ADV Brochure

Symmetry Partners

ADV Brochure

USA Financial Portformulas

ADV Brochure Wrap Fee Brochure

W.E. Donoghue & Co.

ADV Brochure